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Compliance in current and historical events

Insights from psychology for compliance officers

An informed approach to business compliance can be improved by taking theoretical insights from different fields.  For example, a corporate culture which seeks to promote ethical leadership, or provide support for making choices from a basis of integrity, or encourage employee engagement with compliance values, should take lessons from a variety of sources to make relevant and relatable appeals.

Psychology in particular has many affinities with a profession that is focused on culture and values, both of organizations and of the individuals within them.  Study of psychology in search of insights relevant to compliance ethics can be used in creating our culture, informing our norms, and helping us to develop and articulate our values.  All of these insights are necessary for cultivating a compliance culture and professionals in the compliance and ethics function have to be the first ambassadors for this.  To do this effectively, psychology can provide important guidance.

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Best Practices

Happy President’s Day!

Happy President’s Day from Compliance Culture!

In honor of the holiday, consider the below tips for ethical decision-making from a perhaps unexpected source – Former President George W. Bush.

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This week preview

This week on Compliance Culture

Be sure to visit Compliance Culture this week for posts on these topics.

  • Monday: Happy President’s Day!
  • Tuesday: Compliance and psychology
  • Wednesday: Integrity of game play: Player misconduct
  • Thursday: Bioethics and scientific research
  • Friday: TED & TEDx talks on right and wrong

Don’t miss it!

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Last week round-up

Last week on Compliance Culture

Check out last week’s posts on Compliance Culture, in case you missed or want to revisit them.

Many thanks for reading!

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Compliance in popular culture

Selected compliance and ethics podcast episodes

Here’s a collection of ten interesting and informative episodes of compliance and ethics-themed podcasts.

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Trends in business compliance

Round-up on compliance issues with #MeToo in academia

An extended cultural reckoning spurred by public disclosures and investigative reports about sexual harassment and abuse has been ongoing since mid-2017.  The #MeToo sharing inspired by many high-profile Silence Breakers joining investigations by journalists or courageously sharing their personal stories has led to an ongoing public discussion about power, consent, disclosure, reporting, and enforcement.  Societal expectations and stakes for organizational justice and reform are deservedly higher than ever before.

While time will tell the ultimate shape of concrete, forward-looking change within institutions and communities, the one truth that is already apparent is that no industry will be exempt from having its organizations and their employees at all levels engaged in the change to social and corporate norms that must take place.  The current public discourse was kicked off by stories told by people who were abused, preyed upon, and suppressed by individuals and organizations in the Hollywood entertainment industry, but survivors from every sector have joined to share their experiences to expose their harassers and abusers and seek justice.

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Compliance and ethics business case studies

Happy Valentine’s Day!

Happy Valentine’s Day from Compliance Culture!

In honor of the holiday, check out this selection of links on compliance and ethics risks and issues in online dating.

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Compliance in current and historical events

Ethical leadership in the Eagles’ Super Bowl LII victory

When the Eagles beat the Patriots in Super Bowl LII on February 4, 2018, they did much more than win a football championship.  To Eagles fans, the victory represented the culmination of 52 years spent waiting for their team to bring the Vince Lombardi Trophy home to Philadelphia.  Feeling disliked, disrespected, and underestimated by rivals and analysts alike, the Eagles and their fans leaned into their adopted underdog persona, making the ultimate win all the more powerful.

The media attention around the aftermath of the game has focused on the jubilation and vindication, amidst this prior doubt and dismissal, felt by the fans, the players, the coaching staff, and everyone affiliated with the team.  All this was capped off by a joyful parade down Broad Street to commemorate the accomplishment.

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Best Practices

Ethical decision-making and hard choices

Encouraging ethical decision-making is one of the main aspirations of any corporate compliance program.  At both the employee and organizational level, it’s important to support and promote the choices that are most consistent with both explicit rules and implicit values.   Individuals and corporations can demonstrate their principles-based identity through the choices they make.

Genuine commitment to making the most ethical decisions through the complex environment of inadequate information, lack of connection to consequences, competing interests, and limitations of belief systems/choice frameworks – just to name a few of the many risks inherent – is a critical component of a culture of compliance.  Individual persistence to honor internal codes of ethics and moral convictions will scale up to create heuristics and habits across the organization that support responsibility and thoughtfulness rather than a culture of fear and habits reflecting limited vision.

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This week preview

This week on Compliance Culture

Be sure to visit Compliance Culture this week for posts on these topics.

  • Monday: Ethical decision-making and hard choices
  • Tuesday: Leadership, self-development, and the Eagles in Super Bowl LII
  • Wednesday: Happy Valentine’s Day!
  • Thursday: Disclosure and reporting of misconduct in academica
  • Friday: Top 10 compliance and ethics podcast episodes

Don’t miss it!